Form D · Hedge Fund

City National Rochdale High Yield Alternative Strategies Fund LLC

New York, NY · CIK 0001377954

Offering snapshot reported May 14, 2020 · SEC filing

Reported sold
$35M
Indefinite offering
Investors reported
150
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jun 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.5M$35MApr 3, 2013Apr 29, 2014: $33,284,136.00May 12, 2015: $33,659,136.00Jun 6, 2016: $34,886,636.00Aug 2, 2017: $34,986,636.00May 16, 2018: $35,036,636.00May 13, 2019: $35,036,636.00May 14, 2020: $35,036,636.00May 14, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$34,886,636 → $35,036,636
  • Reported investors148 → 150

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2020Amendment$35,036,636$150,000vs Jun 6, 2016150SEC filing
May 13, 2019Amendment$35,036,636$150,000vs Jun 6, 2016150SEC filing
May 16, 2018Amendment$35,036,636$150,000vs Jun 6, 2016150SEC filing
Aug 2, 2017Amendment$34,986,636$100,000vs Jun 6, 2016149SEC filing
Jun 6, 2016Amendment$34,886,636No comparison148SEC filing
May 12, 2015Amendment$33,659,136No comparison145SEC filing
Apr 29, 2014Amendment$33,284,136No comparison137SEC filing
Apr 3, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194424

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
RIM Securities LLC18466RIM Securities LLC · CRD 18466

Source: Form D, filed May 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Don Andrews Executive
Irwin G. Barnet Director
Mitchell Cepler Executive
Andrew Clare Director
Garrett R. D'alessandro Executive
Greg Francoeur Executive
Gregg Giaquinto Executive
Francesco Michael Gozzillo Executive
Daniel A. Hanwacker, Sr. Director
Kurt Hawkesworth Executive
Jon Hunt Director
Vernon C. Kozlen Director
Michael Lukaj Executive
Jay C. Nadel Director
William O'donnell Executive
William Souza Executive
Anthony Sozio Executive
William R. Sweet Director
James Wolford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
400 Park Avenue
New York, NY, 10022