Form D · Hedge Fund

City National Rochdale Alternative Total Return Fund LLC

New York, NY · CIK 0001507024

Offering snapshot reported Apr 29, 2014 · SEC filing

Reported sold
$39.5M
Offering amount: $60M
Investors reported
129
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 6, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.7M$39.5MDec 22, 2010Dec 20, 2011: $20,155,000.00Dec 20, 2011Dec 20, 2012: $32,844,716.00Dec 20, 2012Apr 29, 2014: $39,450,988.00Apr 29, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,155,000 → $39,450,988
  • Reported investors93 → 129

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 29, 2014Amendment$39,450,988$19,295,988vs Dec 20, 2011129SEC filing
Dec 20, 2012Amendment$32,844,716$12,689,716vs Dec 20, 2011124SEC filing
Dec 20, 2011Amendment$20,155,000No comparison93SEC filing
Dec 22, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-152337

Source: Form D, filed Apr 29, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Carl Acebes Director, Executive
Maxime C. Baretge Director
Irwin G. Barnet Director
Andrew Clare Director
Garrett R. D'alessandro Director, Executive
Gregg Giaquinto Executive
Francesco Michael Gozzillo Executive
Daniel A. Hanwacker Director
Daniel A. Hanwacker, Sr. Director
Kurt Hawkesworth Executive
Barbara Hawkesworth Executive
Jon Hunt Director
Susan Henshaw Jones Director
Vernon C. Kozlen Director
Jay C. Nadel Director
William O'donnell Executive
Jerry Roland Director
William R. Sweet Director
Edmund Towers Executive
Thomas J. Volpe Director
James Wolford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
570 Lexington Avenue 9 Th Floor
New York, NY, 10022