Form D · Other Investment Fund

Citizen.VC, LLC

Palo Alto, CA · CIK 0001603507

Offering snapshot reported Sep 10, 2014 · SEC filing

Reported sold: $29.7M
Investors reported: 34
Minimum accepted: $25K
First sale: Mar 14, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,631,575 → $29,716,592
Reported investors1 → 34

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 10, 2014	Amendment	$29,716,592	$24,085,017vs Mar 26, 2014	34	SEC filing
Mar 26, 2014	Initial	$5,631,575	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.32M
Finders' fees: $0
Form D file number: 021-214293

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Morpheus Securities LLC	45561

Source: Form D, filed Sep 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CITIZEN.VC, LLC

Investment adviser: CITIZEN.VC MANAGEMENT GROUP, LLC

Gross asset value: $28.4M
Beneficial owners: 34
ADV minimum commitment: $25K

Reported in Form ADV on Nov 16, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADVANCED FUND ADMINISTRATION LTD. SUMMIT, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian INTELLECTUS PARTNERS SAN FRANCISCO, California, United States Related to adviser: No

Marketer J. STREICHER CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J. STREICHER CAPITAL LLC
CRD 146671 · SEC 8-67837

Filing source

Form ADV 1152027 · Nov 16, 2017 · Schedule D 7.B.(1), fund 805-5930627731

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Zain Khan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

555 Bryant Street #334
Palo Alto, CA, 94301