Form D · Other Banking and Financial Services
CITADEL SECURITIES SWAP DEALER
Miami, FL · CIK 0001947163
Offering snapshot reported Aug 7, 2023 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 25, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 7, 2023 | Initial | $0 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b, 3C, 3C.1, 3C.2, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-488846
CITADEL SECURITIES SWAP DEALER LLC WILL TRADE OTC DERIVATIVES AS PRINCIPAL AND WILL CHARGE A MARK-UP OR MARK-DOWN IN CONNECTION WITH EACH TRANSACTION.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CITADEL SECURITIES SWAP DEALER LLC | 323447 |
Source: Form D, filed Aug 7, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Marc Ryan Harold | Executive |
| Michael Steven Henry | Executive |
| Shyam Rajan | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
200 South Biscayne Blvd
Miami, FL, 33131
Miami, FL, 33131