Form D · Hedge Fund

Citadel Global Equities Fund LLC

Chicago, IL · CIK 0001468448

Offering snapshot reported Sep 18, 2018 · SEC filing

Reported sold: $515M
Investors reported: 60
Minimum accepted: $0
First sale: Jul 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 18, 2018	Amendment	$515,425,436	$0vs Sep 18, 2017	60	SEC filing
Sep 18, 2017	Amendment	$515,425,436	$69,047,346vs Sep 16, 2016	60	SEC filing
Sep 16, 2016	Amendment	$446,378,090	-$57,480,744vs Aug 20, 2015	59	SEC filing
Aug 20, 2015	Amendment	$503,858,834	$0vs Oct 15, 2014	53	SEC filing
Oct 15, 2014	Amendment	$503,858,834	-$203,875,566vs Jul 28, 2014	53	SEC filing
Jul 28, 2014	Amendment	$707,734,400	$659,142,963vs Aug 26, 2013	53	SEC filing
Aug 26, 2013	Amendment	$48,591,437	-$346,030,636vs Aug 24, 2012	48	SEC filing
Aug 24, 2012	Amendment	$394,622,073	$187,735,345vs Aug 25, 2011	35	SEC filing
Aug 25, 2011	Amendment	$206,886,728	$54,073,139vs Aug 4, 2010	10	SEC filing
Aug 4, 2010	Amendment	$152,813,589	$0vs Aug 4, 2010	7	SEC filing
Aug 4, 2010	Amendment	$152,813,589	$52,813,589vs Jul 20, 2009	7	SEC filing
Jul 20, 2009	Initial	$100,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-132903

Total Amount Sold is equal to Total Current AUM

Source: Form D, filed Sep 18, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CITADEL GLOBAL EQUITIES FUND LLC

Investment adviser: CITADEL ADVISORS LLC

Gross asset value: $536M
Beneficial owners: 16
ADV minimum commitment: $10M

Reported in Form ADV on Aug 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States

Custodian BANK OF NEW YORK MELLON (THE) NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BANK OF NEW YORK MELLON (THE)
LEI HPFHU0OQ28E4N0NFVK49

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1221529 · Aug 10, 2018 · Schedule D 7.B.(1), fund 805-6354441254

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gerald A. Beeson	Executive
N/A Citadel Advisors Llc	Promoter
Adam C. Cooper	Executive
Shawn F. Fagan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

131 South Dearborn Street
Chicago, IL, 60603