Form D · Other Health Care
Circulogene Theranostics, Inc.
Birmingham, AL · CIK 0001646728
Offering snapshot reported Mar 27, 2023 · SEC filing
- Reported sold
- $2M Offering amount: $5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 9, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 27, 2023 | Initial | $2,000,000 | No comparison | 1 | SEC filing |
| Sep 1, 2022 | Amendment | $2,590,000 | $1,050,000vs Aug 24, 2022 | 9 | SEC filing |
| Aug 24, 2022 | Amendment | $1,540,000 | $790,000vs Aug 18, 2022 | 7 | SEC filing |
| Aug 18, 2022 | Initial | $750,000 | No comparison | 3 | SEC filing |
| Jan 25, 2021 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Sep 17, 2019 | Initial | $330,000 | No comparison | 6 | SEC filing |
| Nov 16, 2018 | Initial | $2,050,000 | No comparison | 6 | SEC filing |
| Jan 25, 2018 | Initial | $1,035,000 | No comparison | 6 | SEC filing |
| Sep 21, 2017 | Initial | $350,000 | No comparison | 6 | SEC filing |
| Mar 28, 2017 | Initial | $355,000 | No comparison | 5 | SEC filing |
| Oct 7, 2016 | Initial | $750,000 | No comparison | 8 | SEC filing |
| Jul 1, 2015 | Initial | $1,230,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-476907
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Arcadia Securities, LLC | 44656 |
Source: Form D, filed Mar 27, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Brand | Executive |
| James E. Cantrell | Director |
| Charles Clark | Director |
| Daniel B. Coleman | Director |
| Harold B. Dunn | Director |
| Stephen Eck | Director |
| Edwin Finch | Director |
| Robert Garvie | Director |
| Michael V. Mullen | Director, Executive |
| Mike Mullen | Executive |
| Charles A. Musial | Executive |
| Scott Rezek | Executive |
| Thomas A. Satterfield | Director |
| Chen Hsiung Yeh | Executive |
| Chen Yeh | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
3125 Independence Drive Suite 301
Birmingham, AL, 35209
Birmingham, AL, 35209