Form D · Biotechnology
CircuLite Inc
Saddle Brook, NJ · CIK 0001310646
Offering snapshot reported Jul 7, 2009 · SEC filing
- Reported sold
- $11.5M Offering amount: $45M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $24.8K Reported outside-investor minimum
- First sale
- Mar 9, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$10,500,000 → $11,500,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 7, 2009 | Amendment | $11,500,000 | $1,000,000vs Apr 2, 2009 | 9 | SEC filing |
| Apr 2, 2009 | Initial | $10,500,000 | No comparison | Not reported | SEC filing |
| Dec 22, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 26, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-71609
The fee will not be payable unless additional shares are issued in the financing.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lazard Freres & Co. LLC | 2528 |
Source: Form D, filed Jul 7, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Barnes | Director |
| Richard Geoffrion | Director |
| Avi Molcho | Director |
| Alexia Perouse | Director |
| Peter Pfreundschuh | Executive |
| Paul Southworth | Director, Executive |
| Martien Van Osch | Director |
| Tricia Wright | Executive |
| Lee Wrubel, M.D. | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
250 Pehle Avenue Plaza 1 4 Th Floor
Saddle Brook, NJ, 07663
Saddle Brook, NJ, 07663