Form D · Other Banking and Financial Services
CIRCLE BANCORP
Novato, CA · CIK 0001475848
Offering snapshot reported Nov 30, 2010 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 30, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Dec 23, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Nov 12, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-151133
Issuer is issuing a warrant to the purchase of 100,000 shares of common stock at an initial exercise price of $9.48.
Source: Form D, filed Nov 30, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Arthur Chatham | Director |
| Kit Cole | Director |
| Frank Doodha | Director |
| Steven Ghirardo | Director |
| Kimberly Kaselionis | Director, Executive |
| Erick Kostuchek | Executive |
| Steven Leonard | Director |
| Patrick Mc Carty | Executive |
| Michael Moulton | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1400 A Grant Avenue
Novato, CA, 94945
Novato, CA, 94945