Form D · Other Investment Fund
CIM VI-1 (Urban REIT), LLC
Los Angeles, CA · CIK 0001520373
Offering snapshot reported Jan 24, 2012 · SEC filing
- Reported sold
- $110K Offering amount: $110K
- Investors reported
- 110 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Dec 21, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 24, 2012 | Initial | $110,000 | No comparison | 110 | SEC filing |
| May 11, 2011 | Initial | $65,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-172347
Class B Cumulative Non-Voting Preferred Membership Units
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles B. Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Phyllis J. Beck | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick J. Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Jan 24, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Cim Group, Llc | Promoter |
| N/A Cim Vi 1 (Partners) Gp, Llc | Director |
| Kelly Eppich | Executive |
| Charles Ii Garner | Executive |
| Shaui Kuba | Director, Executive |
| Shaul Kuba | Executive |
| Nicholas Morosoff | Executive |
| Richard Ressler | Executive |
| Eric Rubenfeld | Executive |
| Avraham Shemesh | Executive |
| David Thompson | Executive |
| Monica Yamada | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
6922 Hollywood Boulevard Suite 900
Los Angeles, CA, 90028
Los Angeles, CA, 90028