Form D · Private Equity Fund
CIM Fund IX, L.P.
Los Angeles, CA · CIK 0001712783
Offering snapshot reported Nov 27, 2019 · SEC filing
- Reported sold
- $784M Indefinite offering
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 14, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$631,391,111 → $783,668,889
- Reported investors30 → 34
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 27, 2019 | Amendment | $783,668,889 | $152,277,778vs Nov 1, 2018 | 34 | SEC filing |
| Nov 1, 2018 | Amendment | $631,391,111 | $75,841,736vs Jul 19, 2018 | 30 | SEC filing |
| Jul 19, 2018 | Amendment | $555,549,375 | No comparison | 25 | SEC filing |
| Jul 28, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.31M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-291733
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Citi Private Advisory, LLC | 153777 | Citi Private Advisory, LLC · CRD 153777 |
| Mitsui & Co. Alternative Investments Limited | None |
Source: Form D, filed Nov 27, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bethany Chang | Executive |
| N/A Cim Fund Ix Gp, Llc | Promoter |
| N/A Cim Group, Llc | Promoter |
| Jordan Dembo | Executive |
| Kelly Eppich | Executive |
| Charles E. Garner Ii | Executive |
| Shaul Kuba | Executive |
| Nicholas V. Morosoff | Executive |
| Steven Puodziunas | Executive |
| Richard S. Ressler | Executive |
| Avraham Shemesh | Executive |
| David Thompson | Executive |
| Terry Wachsner | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90010