Form D · Private Equity Fund

CIFC CLO Opportunity (THP) Fund II LP

New York, NY · CIK 0001721925

Offering snapshot reported Nov 15, 2017 · SEC filing

Reported sold
$23M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 31, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 15, 2017Initial$23,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-298808

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MERCURY CAPITAL ADVISORS, LLC152338

Source: Form D, filed Nov 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CIFC CLO OPPORTUNITY (THP) FUND II LP

Investment adviser: CIFC ASSET MANAGEMENT LLC

Gross asset value
$41.6K
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Custodian U.S. BANK NATIONAL ASSOCIATION, N.A. MILKWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1096

Filing source

Form ADV 1521770 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-2474320439

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Julian Weldon Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Cifc Clo Opportunity Fund Ii Gp Ltd 250 Park Avenue, Fourth Floor
New York, NY, 10177