Form D · Private Equity Fund

CIFC CLO Opportunity Holdings Fund II LP

New York, NY · CIK 0001699978

Offering snapshot reported Mar 7, 2018 · SEC filing

Reported sold: $17.8M
Investors reported: 17
Minimum accepted: $0
First sale: Mar 17, 2017

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 17

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 7, 2018	Amendment	$17,777,000	No comparison	17	SEC filing
Mar 7, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-281983

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
MERCURY CAPITAL ADVISORS, LLC	152338

Source: Form D, filed Mar 7, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CIFC CLO OPPORTUNITY HOLDINGS FUND II LP

Investment adviser: CIFC ASSET MANAGEMENT LLC

Gross asset value: $21.9K
Beneficial owners: 19
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION, N.A. MILKWAUKEE, Wisconsin, United States Related to adviser: No

Marketer 4F INVESTMENT PARTNERS ISRAEL LTD TEL AVIV, Israel Related to adviser: No

Marketer GREENSTONE GROUP FZ DUBAI, United Arab Emirates Related to adviser: No

Marketer NH INVESTMENTS & SECURITIES CO., LTD. SEOUL, Korea, South Related to adviser: No

Marketer RAM THOTHADRI LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE (CAYMAN)
PCAOB 1096

Filing source

Form ADV 1521770 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-7964074078

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Julian Weldon	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

250 Park Avenue, Fourth Floor
New York, NY, 10177