Form D · Commercial Banking
CIC Bancshares, Inc.
Denver, CO · CIK 0001492536
Offering snapshot reported Nov 5, 2014 · SEC filing
- Reported sold
- $19.9M Offering amount: $20.5M
- Investors reported
- 35 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 24, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 5, 2014 | Initial | $19,936,033 | No comparison | 35 | SEC filing |
| Aug 4, 2014 | Amendment | $4,006,762 | $766,697vs Jul 11, 2014 | 10 | SEC filing |
| Jul 11, 2014 | Initial | $3,240,065 | No comparison | 2 | SEC filing |
| Oct 3, 2012 | Initial | $5,500,010 | No comparison | 6 | SEC filing |
| Aug 28, 2012 | Initial | $5,427,896 | No comparison | 143 | SEC filing |
| Aug 28, 2012 | Initial | $10,421,387 | No comparison | 70 | SEC filing |
| Jan 21, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| May 25, 2010 | Initial | $15,435,000 | No comparison | 59 | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $625K
- Form D file number
- 021-227778
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| River Branch Capital LLC | 153272 |
Source: Form D, filed Nov 5, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin W. Ahern | Director, Executive, Promoter |
| Gregory J. Anton | Director |
| Richard H. Bard | Director |
| James L Basey | Director, Executive, Promoter |
| David C. Beck | Director |
| Kathleen S. Eck | Director |
| Scott M. Fisher | Director |
| G. Todd Gervasini | Director |
| Geoffrey T. Gervasini | Director, Promoter |
| Travis W. Gillmore | Director |
| John P. Hill | Director |
| John P. Hill, Jr. | Director |
| Scott H. Maierhofer | Director |
| Mary B. Randall | Director |
| Frank Reppenhagen | Director |
| Craig H. Sakin | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
717 17 Th Street Suite 2750
Denver, CO, 80202
Denver, CO, 80202