Form D · Private Equity Fund

CI (Pivot) Co-Investment Partners, L.P.

New York, NY · CIK 0001699013

Offering snapshot reported Jun 16, 2017 · SEC filing

Reported sold
$33.3M
Offering amount: $33.3M
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 13, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.7M$33.3MFeb 28, 2017: $23,300,000.00Feb 28, 2017Jun 16, 2017: $33,300,000.00Jun 16, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$23,300,000 → $33,300,000
  • Reported investors6 → 8

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 16, 2017Amendment$33,300,000$10,000,000vs Feb 28, 20178SEC filing
Feb 28, 2017Initial$23,300,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-281431

Source: Form D, filed Jun 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CI (PIVOT) CO-INVESTMENT PARTNERS, L.P.

Investment adviser: CI CAPITAL PARTNERS LLC

Gross asset value
$349K
Beneficial owners
9
ADV minimum commitment
$75K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1404248 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-2986695894

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jordan S. Bernstein Executive
John Forbes Executive
Frederick J. Iseman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ci Capital Partners Llc 500 Park Ave., 8 Th Floor
New York, NY, 10022