Form D · Manufacturing

China TMK Battery Systems Inc.

Bao'an District, Shenzhen, F4 · CIK 0001382702

Offering snapshot reported Feb 19, 2010 · SEC filing

Reported sold
$6.86M
Offering amount: $6.86M
Investors reported
30
Form D · investor count
Minimum accepted
$12.5K
Reported outside-investor minimum
First sale
Feb 10, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 19, 2010Initial$6,857,500No comparison30SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$496K
Finders' fees
$0
Form D file number
021-138873
Westminster also received as commission, 5-yr warrants to purchase up to 658,320 shares of common stock, at an exercise price of $1.60/share.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Westminster Securities, a division of Hudson Securities, Inc.10467

Source: Form D, filed Feb 19, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Junbiao Huang Director
Jinfeng Huang Executive
Xiangjun Liu Director, Executive
Jun Tu Director
Zongfu Wang Director
Henian Wu Director
Xiaodong Xiao Executive

Issuer details

Industry: Manufacturing (See others in industry)

Address:
Sanjun Industrial Park No. 2 Huawang Rd., Dalang Street
Bao'an District, Shenzhen, F4, 518109