Form D · Other Energy
CHINA RECYCLING ENERGY CORP
Xi'an, F4 · CIK 0000721693
Offering snapshot reported Apr 30, 2019 · SEC filing
- Reported sold
- $1.89M Offering amount: $1.89M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 15, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 30, 2019 | Initial | $1,887,418 | No comparison | 3 | SEC filing |
| Nov 13, 2018 | Initial | $3,233,203 | No comparison | 3 | SEC filing |
| Jul 20, 2018 | Initial | $1,070,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.24K
- Finders' fees
- $0
- Form D file number
- 021-338486
The warrants and underlying shares of common stock include warrants (i) to purchase 1,769,454 shares of common stock issued to certain Institutional Investors; and (ii) to purchase 165,149 shares of common stock issued to H.C. Wainwright & Co., LLC.
H.C. Wainwright & Co., LLC received the above sales commission in connection with the private placement of warrants to institutional investors. It also received the HCW Warrants in connection with a registered direct offering by the Company.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H.C. Wainwright & Co., LLC | 375 |
Source: Form D, filed Apr 30, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Binfeng Gu | Executive |
| Binfeng (Adeline) Gu | Executive |
| Xiaoping Guo | Director |
| Guohua Ku | Director, Executive |
| Lulu Sun | Director |
| Lu Lu Sun | Director |
| Geyun Wang | Director, Executive |
| Xiaogang Zhu | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
4/F, Tower C, Rong Cheng Yun Gu Building Keji 3 Rd Road, Yanta District
Xi'an, F4, 710075
Xi'an, F4, 710075