Form D · Retailing
CHINA JO-JO DRUGSTORES, INC.
Zhejiang Province, F4 · CIK 0001413263
Offering snapshot reported Jun 16, 2020 · SEC filing
- Reported sold
- $9.75M Offering amount: $9.75M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 3, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 16, 2020 | Initial | $9,750,008 | No comparison | 3 | SEC filing |
| Apr 23, 2019 | Initial | $10,000,020 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-369021
The subject warrants and the underlying shares are issued in a private placement relating to a registered offering closed on June 3. The issuer hasn't received such $9,750,008 and won't receive any proceeds unless such warrants are exercised in cash.
H.C. Wainwright received $650,001 as its commissions and certain expenses and warrants for the registered direct offering. No separate commissions or fees were paid to it in connection with the private placement of the warrants contemplated hereunder.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H.C. Wainwright & Co., LLC | 375 |
Source: Form D, filed Jun 16, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Genghua Gu | Director |
| Jiangliang He | Director |
| Wei Hu | Executive |
| Lei Liu | Director, Executive |
| Yan Liu | Executive |
| Li Qi | Director |
| Caroline Wang | Director |
| Pingfan Wu | Director |
| Ming Zhao | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
Hai Wai Hai Tongxin Mansion Floor 6 Gong Shu District, Hangzhou
Zhejiang Province, F4, 310008
Zhejiang Province, F4, 310008