Form D · Private Equity Fund

China Harvest Fund II, LP

Hong Kong, K3 · CIK 0001443476

Offering snapshot reported Jul 28, 2009 · SEC filing

Reported sold
$398M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 18, 2008
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 28, 2009Amendment$397,750,000No comparison17SEC filing
Aug 8, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.04M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-121623
Includes only amounts sold pursuant to Regulation D

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NANoneJefferies & Company, Inc. · CRD 2347

Source: Form D, filed Jul 28, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHINA HARVEST FUND II, L.P.

Investment adviser: CHINA RENAISSANCE CAPITAL INVESTMENT INC.

Gross asset value
$117M
Beneficial owners
378
ADV minimum commitment
$10M

Reported in Form ADV on May 3, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian BAI, WEI BEIJING, China Related to adviser: Yes
Custodian HSBC BANK BERMUDA LIMITED HAMILTON, Bermuda Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC SANTA BARBARA, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 1873731 · May 3, 2024 · Schedule D 7.B.(1), fund 805-7965449939

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
China Renaissance Capital Investment Inc. Promoter
Hung Shih Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Unit 305 7, 3/F St. George's Building 2 Ice House Street, Central
Hong Kong, K3, 00000