Form D · Hedge Fund
CHINA ALPHA II FUND LTD
Grand Cayman, E9 · CIK 0001668593
Offering snapshot reported Mar 11, 2024 · SEC filing
- Reported sold
- $42M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Apr 1, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 11, 2024 | Amendment | $42,000,000 | $0vs Jun 12, 2023 | 3 | SEC filing |
| Jun 12, 2023 | Amendment | $42,000,000 | $5,000,000vs Jun 13, 2022 | 3 | SEC filing |
| Jun 12, 2023 | Amendment | $42,000,000 | $0vs Jun 12, 2023 | 3 | SEC filing |
| Jun 13, 2022 | Amendment | $37,000,000 | $32,000,000vs Apr 7, 2022 | 3 | SEC filing |
| Apr 7, 2022 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
| Jul 12, 2021 | Amendment | Yet to sell | No comparison | Not reported | SEC filing |
| Jul 17, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 25, 2019 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 4, 2019 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 10, 2018 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 5, 2018 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 7, 2017 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 7, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $296K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-440783
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Access Securities, LLC | 22455 |
Source: Form D, filed Mar 11, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A China Alpha Fund Management Ltd | Executive |
| Doyle A. Dally | Director |
| Joseph V. Funk | Director |
| Xu Gu | Director |
| James Richard Hodge | Director |
| Hang Cheong Lau | Director |
| Craig Blaser Lindsay | Director |
| Arthur James Kay Stubbs | Director |
| Junyan (James) Wang | Director |
| Wing Yee Teresa Yeung | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1001