Form D · Hedge Fund
Chilton Small Cap & Mid Cap Access Ltd.
New York, NY · CIK 0001300301
Offering snapshot reported Feb 9, 2017 · SEC filing
- Reported sold
- $119M Indefinite offering
- Investors reported
- 448 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2017 | Amendment | $118,660,795 | $0vs Feb 9, 2016 | 448 | SEC filing |
| Feb 9, 2016 | Amendment | $118,660,795 | $0vs Dec 7, 2015 | 448 | SEC filing |
| Dec 7, 2015 | Amendment | $118,660,795 | $0vs Mar 12, 2015 | 448 | SEC filing |
| Mar 12, 2015 | Amendment | $118,660,795 | $975,000vs Mar 12, 2014 | 448 | SEC filing |
| Mar 12, 2014 | Amendment | $117,685,795 | $2,225,900vs Mar 12, 2013 | 444 | SEC filing |
| Mar 12, 2013 | Amendment | $115,459,895 | $5,280,502vs Mar 12, 2012 | 436 | SEC filing |
| Mar 12, 2012 | Amendment | $110,179,393 | $6,495,059vs Mar 10, 2011 | 423 | SEC filing |
| Mar 10, 2011 | Amendment | $103,684,334 | $32,216,092vs Mar 11, 2010 | 412 | SEC filing |
| Mar 11, 2010 | Amendment | $71,468,242 | $28,052,722vs Mar 12, 2009 | 293 | SEC filing |
| Mar 12, 2009 | Amendment | $43,415,520 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.97M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-68254
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Feb 9, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services (Offshore) Ltd. | Executive |
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Executive |
| Justin C Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Barbra E. Kocsis | Executive |
| Thomas W. Lee | Director, Executive |
| Ninon B. Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann D. Morgan | Director, Executive |
| Paul Morton | Director, Executive |
| Greg Parets | Director, Executive |
| Leslie Ross | Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Executive |
| Steven Lawrence Suss | Director, Executive |
| Charles Thomas | Director |
| Brian Woldow | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10281