Form D · Hedge Fund

Chilton Small Cap Focus Fund, L.P.

Stamford, CT · CIK 0001491679

Offering snapshot reported Oct 5, 2012 · SEC filing

Reported sold
$10.4M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.21M$10.4MMay 13, 2010: $5,315,000.00May 13, 2010Oct 5, 2010: $5,415,000.00Oct 5, 2011: $8,778,328.00Oct 5, 2011Oct 5, 2012: $10,420,767.00Oct 5, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,778,328 → $10,420,767

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 5, 2012Amendment$10,420,767$1,642,439vs Oct 5, 201119SEC filing
Oct 5, 2011Amendment$8,778,328$3,363,328vs Oct 5, 201019SEC filing
Oct 5, 2010Amendment$5,415,000$100,000vs May 13, 201018SEC filing
May 13, 2010Initial$5,315,000No comparison18SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-141979

Source: Form D, filed Oct 5, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHILTON SMALL CAP FOCUS FUND, L.P.

Investment adviser: CHILTON INVESTMENT COMPANY, INC.

Gross asset value
$9.15M
Beneficial owners
21
ADV minimum commitment
$1M

Reported in Form ADV on Jan 14, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 777627 · Jan 14, 2014 · Schedule D 7.B.(1), fund 805-5595100927

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bradley Adams Executive
James Bosek Executive
Kenneth B. Chiang Executive
Richard L. Chilton Director, Executive
Chilton Investment Company, Llc Promoter
Michael W. Clark Director, Executive
Christopher H.A. Denny Executive
Colleen Ferguson Director, Executive
Jennifer Foster Director, Executive
Alexander C. Frank Executive
Leigh Goehring Executive
Jerry Goersch Executive
David Green Executive
James Henderson Director, Executive
Patricia Mallon Director, Executive
James Steinthal Director, Executive
Daniel Szemis Director, Executive
Dale Thompson Executive
Jonathan M. Wainwright Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Chilton Investment Company, Llc 1290 East Main Street
Stamford, CT, 06902