Form D · Hedge Fund
Chilton Small Cap & Mid Cap Access LLC
New York, NY · CIK 0001303931
Offering snapshot reported Feb 9, 2017 · SEC filing
- Reported sold
- $280M Indefinite offering
- Investors reported
- 930 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Mar 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$280,035,278 → $280,135,278
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2017 | Amendment | $280,135,278 | $100,000vs Feb 9, 2016 | 930 | SEC filing |
| Feb 9, 2016 | Amendment | $280,035,278 | $300,000vs Dec 7, 2015 | 930 | SEC filing |
| Dec 7, 2015 | Amendment | $279,735,278 | $0vs Mar 12, 2015 | 928 | SEC filing |
| Mar 12, 2015 | Amendment | $279,735,278 | $1,287,601vs Mar 12, 2014 | 928 | SEC filing |
| Mar 12, 2014 | Amendment | $278,447,677 | $11,298,503vs Mar 12, 2013 | 924 | SEC filing |
| Mar 12, 2013 | Amendment | $267,149,174 | $38,319,170vs Mar 12, 2012 | 899 | SEC filing |
| Mar 12, 2012 | Amendment | $228,830,004 | $10,446,367vs Mar 10, 2011 | 800 | SEC filing |
| Mar 10, 2011 | Amendment | $218,383,637 | $88,197,384vs Mar 11, 2010 | 770 | SEC filing |
| Mar 11, 2010 | Amendment | $130,186,253 | $22,051,319vs Mar 13, 2009 | 542 | SEC filing |
| Mar 13, 2009 | Amendment | $108,134,934 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $7M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-69549
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Feb 9, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services, L.L.C. | Executive |
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Executive |
| Justin C Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Scott Huff | Executive |
| Barbra E. Kocsis | Executive |
| Thomas W. Lee | Director, Executive |
| N/A Maples Fiduciary Services (Delaware) Inc. ("Mfsd Inc.") | Executive |
| Ninon B. Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann D. Morgan | Director, Executive |
| Paul Morton | Director, Executive |
| Greg Parets | Director, Executive |
| Leslie Ross | Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Executive |
| Steven Lawrence Suss | Director, Executive |
| Edward L. Truitt, Jr. | Executive |
| Brian Woldow | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
250 Vesey Street, 11th Floor
New York, NY, 10281
New York, NY, 10281