Form D · Venture Capital Fund

CHI Employee Fund II LP

New York, NY · CIK 0001722228

Offering snapshot reported Nov 13, 2017 · SEC filing

Reported sold
$13.7M
Indefinite offering
Investors reported
86
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 13, 2017Initial$13,711,000No comparison86SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-298511

Source: Form D, filed Nov 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHI EF II LP

Investment adviser: CHI ADVISORS LLC

Gross asset value
$10.8M
Beneficial owners
106
ADV minimum commitment
$50K

Reported in Form ADV on Jun 5, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

Filing source

Form ADV 1767366 · Jun 5, 2023 · Schedule D 7.B.(1), fund 805-4539093001

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Cowen Advisors, Llc Promoter
N/A Cowen Healthcare Investments Ii Gp Llc Promoter
Raidy Kevin Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
599 Lexington Avenue 19 Th Floor
New York, NY, 10022