Form D · Venture Capital Fund

CHI EF III LP

New York, NY · CIK 0001788579

Offering snapshot reported Sep 24, 2019 · SEC filing

Reported sold
$12.3M
Indefinite offering
Investors reported
86
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 16, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 24, 2019Initial$12,281,000No comparison86SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-349488

Source: Form D, filed Sep 24, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHI EF III LP

Investment adviser: CHI ADVISORS LLC

Gross asset value
$12.7M
Beneficial owners
99
ADV minimum commitment
$50K

Reported in Form ADV on Jun 5, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA N.A. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Prime broker COWEN AND COMPANY NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 41

BANK OF AMERICA N.A.
LEI B4TYDEB6GKMZO031MB27

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

PERSHING LLC
SEC 8-17574

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

COWEN AND COMPANY
CRD 7616 · SEC 8-22522

Filing source

Form ADV 1767366 · Jun 5, 2023 · Schedule D 7.B.(1), fund 805-8156075788

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Chi Advisors Llc Promoter
N/A Cowen Healthcare Investments Iii Gp Llc Promoter
Kevin Raidy Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
599 Lexington Avenue 19 Th Floor
New York, NY, 10022