Form D · Environmental Services

Cherokee Solid Waste Disposal Authority

Cherokee, AL · CIK 0001714739

Offering snapshot reported Nov 22, 2017 · SEC filing

Reported sold
$5.21M
Offering amount: $5.21M
Investors reported
27
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 3, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.61M$5.21MAug 16, 2017: $5,210,000.00Aug 16, 2017Nov 22, 2017: $5,210,000.00Nov 22, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 22, 2017Amendment$5,210,000$0vs Aug 16, 201727SEC filing
Aug 16, 2017Initial$5,210,000No comparison27SEC filing

Offering details

Securities
Debt
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$149K
Finders' fees
$0
Form D file number
Not reported

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
William Cox4539372Duncan-Williams, Inc. · CRD 6950
Andrew Baird10446Duncan-Williams, Inc. · CRD 6950
Brian Botto4806646Duncan-Williams, Inc. · CRD 6950
Charles Ousley1201014Duncan-Williams, Inc. · CRD 6950
Don Malmo1959836Duncan-Williams, Inc. · CRD 6950
Frank Reid1393146Duncan-Williams, Inc. · CRD 6950
Richard Gray2356978Duncan-Williams, Inc. · CRD 6950
Trey Fyfe1514374Duncan-Williams, Inc. · CRD 6950

Source: Form D, filed Nov 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

A Form D file number is not available for this offering, so its ADV fund connections cannot be verified.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rene Fann Director
Mike Malone Director
Paul Norman Director, Executive
Stephen Witmer Director

Issuer details

Industry: Environmental Services (See others in industry)

Address:
73 Main Street
Cherokee, AL, 35616
Phone: 2563594959