Form D · Other Banking and Financial Services
CHEROKEE FINANCIAL LLC
Thompson, PA · CIK 0001569009
Offering snapshot reported Dec 11, 2015 · SEC filing
- Reported sold
- $2.26M Offering amount: $2.6M
- Investors reported
- 68 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Aug 11, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,900,000 → $2,260,000
- Reported investors54 → 68
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 11, 2015 | Amendment | $2,260,000 | $360,000vs Aug 17, 2015 | 68 | SEC filing |
| Aug 17, 2015 | Initial | $1,900,000 | No comparison | 54 | SEC filing |
| Mar 31, 2015 | Initial | $1,200,000 | No comparison | 50 | SEC filing |
| Dec 8, 2014 | Initial | $1,500,000 | No comparison | 4 | SEC filing |
| Jul 3, 2014 | Initial | $197,000 | No comparison | 8 | SEC filing |
| Feb 20, 2014 | Initial | $750,000 | No comparison | 3 | SEC filing |
| Oct 1, 2013 | Initial | $525,000 | No comparison | 0 | SEC filing |
| Aug 26, 2013 | Initial | $550,000 | No comparison | 5 | SEC filing |
| Jul 3, 2013 | Amendment | $1,303,000 | $300,000vs May 22, 2013 | 0 | SEC filing |
| Jun 18, 2013 | Initial | $1,825,000 | No comparison | 53 | SEC filing |
| May 22, 2013 | Initial | $1,003,000 | No comparison | 38 | SEC filing |
| Mar 7, 2013 | Amendment | $730,000 | $420,000vs Feb 13, 2013 | 30 | SEC filing |
| Feb 13, 2013 | Initial | $310,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $180K
- Finders' fees
- $0
- Form D file number
- 021-245896
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cantone Research, Inc. | 26314 | Cantone Research, Inc. · CRD 26314 |
Source: Form D, filed Dec 11, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anthony J Cantone | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Thompson, PA, 18465