Form D · Hedge Fund

Chartwell Value Opportunities, L.P.

Berwyn, PA · CIK 0001475414

Offering snapshot reported May 8, 2015 · SEC filing

Reported sold
$10.6M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Nov 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.28M$10.6MOct 28, 2009Nov 2, 2010: $3,869,191.00Nov 2, 2010Jun 1, 2012: $9,532,353.00Jun 1, 2012May 17, 2013: $9,690,353.00May 17, 2013May 8, 2014: $10,133,353.00May 8, 2014May 8, 2015: $10,558,455.00May 8, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,133,353 → $10,558,455
  • Reported investors19 → 20

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 8, 2015Amendment$10,558,455$425,102vs May 8, 201420SEC filing
May 8, 2014Amendment$10,133,353$443,000vs May 17, 201319SEC filing
May 17, 2013Amendment$9,690,353$158,000vs Jun 1, 201219SEC filing
Jun 1, 2012Amendment$9,532,353$5,663,162vs Nov 2, 201019SEC filing
Nov 2, 2010Amendment$3,869,191No comparison12SEC filing
Oct 28, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-135653

Source: Form D, filed May 8, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHARTWELL VALUE OPPORTUNITIES FUND L.P.

Investment adviser: CHARTWELL INVESTMENT PARTNERS, LLC

Gross asset value
$8M
Beneficial owners
16
ADV minimum commitment
$500K

Reported in Form ADV on Jul 23, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. CHADDS FORD, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP PITTSBURGH, Pennsylvania, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 936979 · Jul 23, 2015 · Schedule D 7.B.(1), fund 805-5389166378

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Chartwell Gp, Inc. Promoter
N/A Chartwell Investment Partners, Inc. Promoter
N/A Chartwell Investment Partners, L.P. Promoter
Timothy Ryan Harkins Executive
Timothy J. Riddle Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Chartwell Value Opportunities, L.P. 1235 Westlakes Drive, Suite 400
Berwyn, PA, 19312