Form D · Hedge Fund

CHARTER OAK PARTNERS II, LP

Westport, CT · CIK 0001459441

Offering snapshot reported Feb 10, 2014 · SEC filing

Reported sold
$16.9M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.46M$16.9MMar 11, 2009Feb 3, 2010: $10,625,000.00Feb 3, 2010Feb 3, 2011: $10,625,000.00Feb 3, 2011Feb 8, 2012: $16,925,000.00Feb 8, 2012Feb 8, 2013: $16,925,000.00Feb 8, 2013Feb 10, 2014: $16,925,000.00Feb 10, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2014Amendment$16,925,000No comparison13SEC filing
Feb 8, 2013Amendment$16,925,000No comparison13SEC filing
Feb 8, 2012Amendment$16,925,000No comparison13SEC filing
Feb 3, 2011Amendment$10,625,000No comparison12SEC filing
Feb 3, 2010Amendment$10,625,000No comparison12SEC filing
Mar 11, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128562

Source: Form D, filed Feb 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHARTER OAK PARTNERS II, L.P.

Investment adviser: CHARTER OAK PARTNERS MANAGEMENT, L.P.

Gross asset value
$20.7M
Beneficial owners
10
ADV minimum commitment
$5M

Reported in Form ADV on Mar 25, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN PRIVATE BANK, NA NEWARK, Delaware, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 806296 · Mar 25, 2014 · Schedule D 7.B.(1), fund 805-8728776094

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charter Oak Management Gp Llc Charter Oak Management Gp Llc Executive
Charter Oak Management Gp Llc Executive
Jerrold N. Fine Executive
Fine Partners, L.P. Fine Partners, L.P. Executive
Fine Partners, L.P. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 Wright Street 2 Nd Floor
Westport, CT, 06880