Form D · Other
Charlie's Holdings, Inc.
Costa Mesa, CA · CIK 0001134765
Offering snapshot reported Apr 1, 2021 · SEC filing
- Reported sold
- $3M Offering amount: $3M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 19, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 1, 2021 | Initial | $3,000,000 | No comparison | 2 | SEC filing |
| May 10, 2019 | Initial | $27,499,928 | No comparison | 119 | SEC filing |
| Mar 3, 2017 | Initial | $3,600,000 | No comparison | 24 | SEC filing |
| Mar 13, 2015 | Initial | $1,800,000 | No comparison | 2 | SEC filing |
| Feb 20, 2014 | Initial | $8,000,000 | No comparison | 28 | SEC filing |
| Dec 4, 2013 | Initial | $5,190,000 | No comparison | 14 | SEC filing |
| Jul 1, 2013 | Initial | $900,000 | No comparison | 6 | SEC filing |
| Oct 29, 2012 | Initial | $15,445,650 | No comparison | 69 | SEC filing |
| Jul 13, 2011 | Initial | $500,000 | No comparison | 10 | SEC filing |
| Jun 18, 2010 | Amendment | $1,500,500 | $500,000vs Mar 18, 2010 | 20 | SEC filing |
| Mar 18, 2010 | Initial | $1,000,500 | No comparison | 20 | SEC filing |
| May 18, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-394330
The Issuer entered into Securities Purchase Agreements with family trusts of the Issuer's Chief Executive Officer and Chief Operating Officer for the private placement of 351,699,883 shares of its common stock at a purchase price per share of $0.00853.
Source: Form D, filed Apr 1, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Allen | Executive |
| Mitch Brantley | Executive |
| Ramona Cappello | Director |
| Scot Cohen | Director |
| Anthony Di Giandomenico | Director |
| Jeffrey Fox | Director |
| James Greco | Director |
| Sanford D Greenberg | Director, Executive |
| Louis Imbrogno | Director |
| Daniel Kerker | Executive |
| Timothy Lane | Director |
| Lance Leonard | Director, Executive |
| Neil Le Vecke | Director |
| Milton Makris | Director |
| John S Pougnet | Executive |
| Aj Robbins | Director |
| Daniel W Rumsey | Director, Executive |
| Kevin Sherman | Director |
| Keith Stump | Director |
| Brandon Stump | Director, Executive |
| Ryan Stump | Director, Executive |
| Timothy Transtrum | Executive |
| Robert Van Boerum | Executive |
| Carl Wistreich | Director |
Issuer details
Industry: Other (See others in industry)
Address:
1007 Brioso Drive
Costa Mesa, CA, 92627
Costa Mesa, CA, 92627