Form D · Other Investment Fund

Champlain Emerging Markets Small Cap Fund, LLC

Burlington, VT · CIK 0001698558

Offering snapshot reported May 5, 2022 · SEC filing

Reported sold
$2.68M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.34M$2.68MMay 7, 2021: $2,295,000.00May 7, 2021May 5, 2022: $2,675,000.00May 5, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,295,000 → $2,675,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 5, 2022Amendment$2,675,000$380,000vs May 7, 202123SEC filing
May 7, 2021Amendment$2,295,000No comparisonNot reportedSEC filing
May 11, 2020Amendment$2,205,000$330,000vs May 14, 201922SEC filing
May 14, 2019Amendment$1,875,000$115,000vs May 4, 201821SEC filing
May 4, 2018Amendment$1,760,000$525,000vs Jan 9, 201819SEC filing
Jan 9, 2018Initial$1,235,000No comparison18SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-302698

Source: Form D, filed May 5, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CHAMPLAIN EMERGING MARKETS SMALL CAP FUND, LLC

Investment adviser: CHAMPLAIN INVESTMENT PARTNERS, LLC

Gross asset value
$3.31M
Beneficial owners
21
ADV minimum commitment
$1M

Reported in Form ADV on Nov 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor GRANT THORNTON LLP PHILADELPHIA, Pennsylvania, United States
Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

Filing source

Form ADV 1691878 · Nov 30, 2022 · Schedule D 7.B.(1), fund 805-8719414438

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott Theodore Brayman Executive
Matthew Scott Garcia Executive
Wendy Katz Nunez Executive
Judith Wilkinson O'connell Executive
Eric Paul Ode Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
180 Battery Street, Suite 400
Burlington, VT, 05401