Form D · Other
CGA MINING LTD
Perth, C3 · CIK 0001434535
Offering snapshot reported Feb 12, 2010 · SEC filing
- Reported sold
- $34.5M Offering amount: $34.5M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 5, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 12, 2010 | Initial | $34,453,460 | No comparison | 23 | SEC filing |
| Nov 13, 2009 | Initial | $10,802,774 | No comparison | 8 | SEC filing |
| Jun 25, 2009 | Initial | $1,729,744 | No comparison | 6 | SEC filing |
| Jun 26, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 5, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.72M
- Finders' fees
- $0
- Form D file number
- 021-118001
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BMO Nesbitt Burns Inc. | None | BMO Capital Markets Corp. · CRD 16686 |
| Haywood Securities Inc. | None |
Source: Form D, filed Feb 12, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael J. Carrick | Director, Executive |
| David Cruse | Director |
| Hannah Hudson | Executive |
| Phil C. Lockyer | Director |
| Justine A. Magee | Director, Executive |
| Mark S. Savage | Director |
| Robert N. Scott | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Level 5, The Bgc Centre 28 Esplanade
Perth, C3, 6000
Perth, C3, 6000