Form D · Other
CFO CONSULTANTS, INC.
Tsuen Wan, N.T., K3 · CIK 0001426874
Offering snapshot reported Jan 3, 2011 · SEC filing
- Reported sold
- $2.3M Offering amount: $2.3M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 21, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 3, 2011 | Initial | $2,300,000 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $161K
- Finders' fees
- $0
- Form D file number
- 021-152856
In addition to the $161,000 noted above, Roth Capital Partners, LLC received warrants to purchase up to 920,000 shares of the Issuer's Common Stock at a price per share of $0.325.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners, LLC | 15407 |
Source: Form D, filed Jan 3, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joanny Kwok | Director, Executive |
| Jacky Kwok | Director |
| Ken Tsang | Executive |
| Guohua Zheng | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Rm. 2102 F & G, Nan Fung Centre, 264 298 Castle Peak Road
Tsuen Wan, N.T., K3, 00000
Tsuen Wan, N.T., K3, 00000