Form D · Hedge Fund

CF Special Situation Fund II, LP

Cleveland, OH · CIK 0001510505

Offering snapshot reported Oct 10, 2019 · SEC filing

Reported sold
$12.2M
Indefinite offering
Investors reported
33
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 3, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.12M$12.2MJan 18, 2011: $6,956,000.00Jan 18, 2011Jan 18, 2012: $7,170,160.00Jan 22, 2013: $10,987,752.00Nov 4, 2013: $11,377,241.00Nov 4, 2014: $11,477,241.00Oct 28, 2015: $11,477,241.00Oct 20, 2016: $11,477,241.00Oct 17, 2017: $11,937,567.00Oct 10, 2018: $12,237,567.00Oct 10, 2019: $12,237,567.00Oct 10, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 10, 2019Amendment$12,237,567$0vs Oct 10, 201833SEC filing
Oct 10, 2018Amendment$12,237,567$300,000vs Oct 17, 201733SEC filing
Oct 17, 2017Amendment$11,937,567$460,326vs Oct 20, 201632SEC filing
Oct 20, 2016Amendment$11,477,241$0vs Oct 28, 201530SEC filing
Oct 28, 2015Amendment$11,477,241$0vs Nov 4, 201430SEC filing
Nov 4, 2014Amendment$11,477,241$100,000vs Nov 4, 201330SEC filing
Nov 4, 2013Amendment$11,377,241$389,489vs Jan 22, 201329SEC filing
Jan 22, 2013Amendment$10,987,752$3,817,592vs Jan 18, 201224SEC filing
Jan 18, 2012Amendment$7,170,160$214,160vs Jan 18, 201120SEC filing
Jan 18, 2011Initial$6,956,000No comparison19SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$2.98K
Finders' fees
$0
Form D file number
021-153915
Total Amount Sold reflects cumulative subscriptions since inception. Number of Investors (Item 14) reflects cumulative subscribers since inception. Responses do not reflect withdrawals, performance-based changes in value, or current number of investors.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Raymond James & Associates200887
Raymond James Financial Services6694

Source: Form D, filed Oct 10, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CF SPECIAL SITUATION FUND II, LP

Investment adviser: CLUTTERBUCK CAPITAL MANAGEMENT LLC

Gross asset value
$5.9M
Beneficial owners
20
ADV minimum commitment
$500K

Reported in Form ADV on Mar 27, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY CLEVELAND, Ohio, United States
Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer MAI CAPITAL MANAGEMENT, LLC CLEVELAND, Ohio, United States Related to adviser: Yes
Marketer RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN & COMPANY
PCAOB 925

WELLS FARGO SECURITIES, LLC
SEC 8-65876

MAI CAPITAL MANAGEMENT, LLC
CRD 109807 · SEC 801-58104

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 1386168 · Mar 27, 2020 · Schedule D 7.B.(1), fund 805-6405279142

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert C. Clutterbuck Promoter
N/A Clutterbuck Funds Llc Promoter
Ryan R. Crane Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1360 East 9 Th Street Suite 1250
Cleveland, OH, 44114