Form D · Hedge Fund

CF Capstone SPC Fund Ltd - CFI SP

George Town, Grand Cayman, E9 · CIK 0001757587

Offering snapshot reported Nov 8, 2019 · SEC filing

Reported sold
$98.8M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$49.4M$98.8MNov 9, 2018: $89,265,000.00Nov 9, 2018Nov 8, 2019: $98,786,359.00Nov 8, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$89,265,000 → $98,786,359

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2019Amendment$98,786,359$9,521,359vs Nov 9, 20181SEC filing
Nov 9, 2018Initial$89,265,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-325508

Source: Form D, filed Nov 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CF CAPSTONE SPC FUND LTD - CFI SP

Investment adviser: CAPSTONE INVESTMENT ADVISORS, LLC

Gross asset value
$33.5K
Beneficial owners
1
ADV minimum commitment
$100K

Reported in Form ADV on Nov 27, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1466277 · Nov 27, 2020 · Schedule D 7.B.(1), fund 805-3486700676

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul M. Britton Director
Capstone Investment Advisors, Llc Promoter
Boris Onefater Director
Geoff Ruddick Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Intertrust Corp. Svcs. (Cayman) Ltd. 190 Elgin Avenue
George Town, Grand Cayman, E9, KY1-9005