Form D · Other Health Care
Ceterix Orthopaedics, Inc.
Fremont, CA · CIK 0001565435
Offering snapshot reported Dec 19, 2016 · SEC filing
- Reported sold
- $23M Offering amount: $28.1M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Dec 9, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 19, 2016 | Initial | $23,041,070 | No comparison | 12 | SEC filing |
| Apr 24, 2014 | Amendment | $31,338,328 | $11,838,329vs Jan 3, 2013 | 44 | SEC filing |
| Jan 3, 2013 | Initial | $19,499,999 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $822K
- Finders' fees
- $0
- Form D file number
- 021-276563
Total Offering Amount: $28,056,250.00 Total Amount Sold: $23,041,070.69 Total Remaining to be Sold: $5,015,179.31
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Leerink Partners, LLC | 39011 |
Source: Form D, filed Dec 19, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Allison | Director |
| Peter Bisgaard | Director |
| Mark Colella | Director |
| Joshua Makower | Director |
| John Mc Cutcheon | Director, Executive |
| Kirk Nielsen | Director |
| Justin Saliman | Director |
| Kevin Sidow | Director |
| Charles Warden | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
6500 Kaiser Dr. Ste 120
Fremont, CA, 94555
Fremont, CA, 94555