CETERA FINANCIAL SPECIALISTS LLC

Industry: Investing (See others in industry)

Address:
1450 American Lane 6 Th Floor, Suite #650
Schaumburg, IL, 60173
Phone: 310-257-7594

Filings

Date Type Incremental Cash Raw Filing
2024-05-16 Amended $1,461,590 SEC link
2023-04-28 Amended $0 SEC link
2022-04-29 Amended $724,237 SEC link
2021-05-19 Amended $1,291,794 SEC link
2020-05-12 Amended $1,541,638 SEC link
2019-05-06 Amended $0 SEC link
2018-05-07 Amended $556,441 SEC link
2017-04-27 Amended $815,856 SEC link
2016-04-18 Amended $619,936 SEC link
2015-01-16 Amended $789,537 SEC link
2014-01-22 New $549,530 SEC link

Directors and Executives (Current and Past)

Name Role
Adam Antoniades Director
David Ballard Executive
Elayne G. Banks Executive
Catherine Bonneau Director
Valerie Brown Director, Executive
Jeffrey Buchheister Executive
Gary Chaffin Executive
Steve Dunlap Director, Executive
Jon Frojen Director, Executive
Andy Gill Executive
Anthony Gill Executive
Lisa Gok Executive
Brian Haley Executive
Kristy Haley Executive
Cyndi Hamel Executive
Brett Harrison Director
Janani Iyengar Executive
Barbara Kesterson Executive
David Kim Executive
Nichole Kircher Executive
Ronald G. Krueger Director, Executive
Winnie Lee Executive
Maura Mizuguchi Executive
Joseph D. Neary Director, Executive
Greg Olson Executive
Larry Roth Director
Jon H. Rothenberg Executive
Gregg Ruvoli Director, Executive
Mark Shelson Executive
Stanley R. Smiley Executive
Stan Smiley Executive
Tim Stinson Executive
Thomas B. Taylor Director
David Van Havermaat Executive
Enrique Vasquez Director, Executive