Form D · Hedge Fund

Cervidae Multi-Strategy LLC

New York, NY · CIK 0001590175

Offering snapshot reported Oct 31, 2013 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $5M
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 31, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-205563

Source: Form D, filed Oct 31, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CERVIDAE MULTI-STRATEGY LLC

Investment adviser: HARTFORD INVESTMENT MANAGEMENT COMPANY

Gross asset value: $644M
Beneficial owners: 7
ADV minimum commitment: $5M

Reported in Form ADV on Aug 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET ALTERNATIVE INVESTMENT SOLUTIONS, IFS, A STATE STREET COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP HARTFORD, Connecticut, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1032822 · Aug 10, 2016 · Schedule D 7.B.(1), fund 805-4818092306

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin Baldauf	Executive
N/A Hartford Investment Management Company	Promoter
N/A Lord Securities Corporation	Executive
Christopher Paolino	Executive
Mark Whitsitt	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

International Fund Services (N.A.) L.L.C 1290 Avenue Of The Americas, 10th Floor
New York, NY, 10104