Form D · Other Technology
Certes Networks, Inc.
Pittsburgh, PA · CIK 0001486326
Offering snapshot reported Jul 9, 2015 · SEC filing
- Reported sold
- $2M Offering amount: $3M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 25, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2015 | Initial | $2,000,000 | No comparison | 4 | SEC filing |
| Apr 8, 2014 | Initial | $1,680,000 | No comparison | 3 | SEC filing |
| Mar 14, 2012 | Initial | $5,537,473 | No comparison | 23 | SEC filing |
| Jan 5, 2011 | Amendment | $21,089,741 | $6,824,115vs Nov 19, 2010 | 24 | SEC filing |
| Nov 19, 2010 | Initial | $14,265,626 | No comparison | 5 | SEC filing |
| Oct 7, 2010 | Amendment | $3,550,000 | $1,000,000vs Jun 16, 2010 | 5 | SEC filing |
| Jun 16, 2010 | Amendment | $2,550,000 | $750,000vs May 13, 2010 | 3 | SEC filing |
| May 13, 2010 | Amendment | $1,800,000 | $1,000,000vs Mar 17, 2010 | 3 | SEC filing |
| Mar 17, 2010 | Amendment | $800,000 | $500,000vs Mar 4, 2010 | 3 | SEC filing |
| Mar 4, 2010 | Initial | $300,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $50K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-243351
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EDI Financial, Inc. | 15699 | EDI Financial, Inc. · CRD 15699 |
Source: Form D, filed Jul 9, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rob Adams | Director |
| Gary J. Brunner | Executive |
| John Gerdelman | Director |
| Thomas J. Gill | Director, Executive |
| Scott T. Jones | Director |
| Michael T. Kane | Director |
| Pradeep Kaul | Director |
| David Landskowsky | Director |
| John Lochow | Director, Executive |
| Martin Neath | Director |
| Douglas A. Smith | Director |
| Len Tenner | Director |
| Ryan Zafris | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
300 Corporate Center Drive Suite 140
Pittsburgh, PA, 15108
Pittsburgh, PA, 15108