Form D · Other Investment Fund

Ceres Farms, LLC

South Bend, IN · CIK 0001463942

Offering snapshot reported Dec 17, 2020 · SEC filing

Reported sold
$696M
Indefinite offering
Investors reported
735
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 17, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$348M$696MMay 12, 2009: $9,700,498.00May 12, 2009Jun 10, 2010: $11,838,492.00Mar 13, 2012: $44,966,414.00Mar 11, 2013: $146,279,808.00Mar 12, 2014: $192,703,426.00Mar 5, 2015: $301,075,817.00Feb 29, 2016: $398,783,972.00Feb 28, 2017: $444,973,997.00Mar 14, 2018: $496,351,493.00Sep 30, 2019: $599,073,998.00Dec 17, 2020: $695,832,800.00Dec 17, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$599,073,998 → $695,832,800
  • Reported investors641 → 735

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 17, 2020Amendment$695,832,800$96,758,802vs Sep 30, 2019735SEC filing
Sep 30, 2019Amendment$599,073,998$102,722,505vs Mar 14, 2018641SEC filing
Mar 14, 2018Amendment$496,351,493$51,377,496vs Feb 28, 2017608SEC filing
Feb 28, 2017Amendment$444,973,997$46,190,025vs Feb 29, 2016546SEC filing
Feb 29, 2016Amendment$398,783,972$97,708,155vs Mar 5, 2015495SEC filing
Mar 5, 2015Amendment$301,075,817$291,375,319vs May 12, 2009303SEC filing
Mar 12, 2014Amendment$192,703,426$46,423,618vs Mar 11, 2013244SEC filing
Mar 11, 2013Amendment$146,279,808$101,313,394vs Mar 13, 2012176SEC filing
Mar 13, 2012Amendment$44,966,414$33,127,922vs Jun 10, 2010100SEC filing
Jun 10, 2010Amendment$11,838,492$2,137,994vs May 12, 200943SEC filing
May 12, 2009Initial$9,700,498No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$398K
Finders' fees
$0
Form D file number
021-130863
Sprott Global Resource Investments Ltd., A FINRA-registered broker-dealer, receives a referral fee equal to 50% of the quarterly management fee paid to the manager of the issuer with respect to those investors introduced by the broker to the issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sprott Global Resource Investments Ltd.35878

Source: Form D, filed Dec 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dan Ahern Executive, Promoter
Paul Blum Director, Executive, Promoter
Steve Cardinal Executive
Michael Devlin Executive
William Fideli Promoter
Barbara C. Keady Executive
Paul Kinsella Executive
Rich Monaghan Director
James Passios Director, Executive
Hunt Stookey Executive
Perry John Vieth Director, Executive, Promoter
Brandon Zick Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
806 Howard Street Suite 200
South Bend, IN, 46617