Form D · Manufacturing
Cereplast Inc
El Segundo, CA · CIK 0001324759
Offering snapshot reported Jun 3, 2011 · SEC filing
- Reported sold
- $12.5M Offering amount: $12.5M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 24, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 3, 2011 | Initial | $12,500,000 | No comparison | 12 | SEC filing |
| Apr 6, 2010 | Initial | $1,410,000 | No comparison | 30 | SEC filing |
| Aug 4, 2009 | Initial | $1,124,000 | No comparison | 15 | SEC filing |
| Aug 4, 2009 | Initial | $0 | No comparison | 4 | SEC filing |
| Nov 19, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 6, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 6, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 6, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 15, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 6, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 15, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 12, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 12, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 9, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 4, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 22, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $875K
- Finders' fees
- $0
- Form D file number
- 021-160780
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lazard Capital Markets LLC | 134736 | |
| Roth Capital Partners, LLC | 15407 | |
| Ardour Capital Investments, LLC | 120547 |
Source: Form D, filed Jun 3, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Barton | Executive |
| Steve Hanni | Director |
| Franklin Hunt | Director |
| William Kelley | Executive |
| Petros Kitsos | Director |
| Margaret Mc Murray | Executive |
| Kelvin Okamoto | Executive |
| Craig Peus | Director |
| Frederic Scheer | Director, Executive |
| Heather Sheehan | Executive |
| Jacques Vincent | Director |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
300 Continental Blvd., Suite 100
El Segundo, CA, 90245
El Segundo, CA, 90245