Form D · Hedge Fund

Central Park Group Cobalt Fund, LLC

New York, NY · CIK 0001516393

Offering snapshot reported Mar 20, 2014 · SEC filing

Reported sold
$29.4M
Indefinite offering
Investors reported
118
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.7M$29.4MMar 28, 2011Mar 26, 2012: $14,958,511.00Mar 26, 2012Mar 20, 2013: $28,597,718.00Mar 20, 2013Mar 20, 2014: $29,352,718.00Mar 20, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 118
  • Minimum accepted$250,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 20, 2014Amendment$29,352,718No comparison118SEC filing
Mar 20, 2013Amendment$28,597,718No comparison113SEC filing
Mar 26, 2012Amendment$14,958,511No comparison51SEC filing
Mar 28, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$108K (estimated)
Finders' fees
$0
Form D file number
021-157419
The investment advisor has paid total commission of $82,700 and will pay another $25,000 over the next twelve months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Schwab5393
High Tower Securities, LLC116681
Foreside Fund Services, LLC46106
Triad Advisors, Inc.25803
Stifel, Nicolaus and Company, Inc793

Source: Form D, filed Mar 20, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CENTRAL PARK GROUP COBALT FUND, LLC

Investment adviser: MACQUARIE WEALTH ADVISERS, LLC

Gross asset value
$8.47M
Beneficial owners
42
ADV minimum commitment
$100K

Reported in Form ADV on Nov 4, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEMINI FUND SERVICES, LLC HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY NEW YORK, New York, United States
Marketer DOMINICK & DICKERMAN LLC NEW YORK, New York, United States Related to adviser: No
Marketer FORESIDE FUND SERVICES, LLC PORTLAND, Maine, United States Related to adviser: No
Marketer FSC SECURITIES CORPORATION ATLANTA, Georgia, United States Related to adviser: No
Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer LPL FINANCIAL LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer ROCKFLEET FINANCIAL SERVICES, INC NEW YORK, New York, United States Related to adviser: No
Marketer ROYAL ALLIANCE ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No
Marketer SAGEPOINT FINANCIAL, INC. PHOENIX, Arizona, United States Related to adviser: No
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No
Marketer TRIAD ADVISORS, INC. NORCROSS, Georgia, United States Related to adviser: No
Marketer WOODBURY FINANCIAL SERVICES, INC. OAKDALE, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

DOMINICK & DICKERMAN LLC
CRD 7344 · SEC 8-21076

FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293

FSC SECURITIES CORPORATION
CRD 7461 · SEC 801-42017

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

LPL FINANCIAL LLC
CRD 6413 · SEC 801-10970

ROCKFLEET FINANCIAL SERVICES, INC
CRD 149325 · SEC 8-68139

ROYAL ALLIANCE ASSOCIATES, INC.
CRD 23131 · SEC 801-54859

SAGEPOINT FINANCIAL, INC.
CRD 133763 · SEC 801-64721

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 8-1447

TRIAD ADVISORS, INC.
CRD 25803 · SEC 8-42007

WOODBURY FINANCIAL SERVICES, INC.
CRD 421 · SEC 801-54905

Filing source

Form ADV 954900 · Nov 4, 2015 · Schedule D 7.B.(1), fund 805-9186092683

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Brousseau Executive
Michael Mascis Executive
Mitchell Tansman Executive
Mitchell Tanzman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
805 Third Avenue
New York, NY, 10022