Form D · Other Investment Fund

Central Park Group Catalyst Equity Fund, LLC

New York, NY · CIK 0001540489

Offering snapshot reported Jan 30, 2013 · SEC filing

Reported sold: $1M
Investors reported: 8
Minimum accepted: $250K
First sale: Aug 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 8

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 30, 2013	Amendment	$1,000,100	No comparison	8	SEC filing
Jan 30, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-172603

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Foreside Fund Services, LLC	46106
HighTower Securities LLC	116681

Source: Form D, filed Jan 30, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CENTRAL PARK GROUP CATALYST EQUITY FUND, LLC

Investment adviser: MACQUARIE WEALTH ADVISERS, LLC

Gross asset value: $1.19M
Beneficial owners: 9
ADV minimum commitment: $100K

Reported in Form ADV on Mar 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HUNTINGTON ASSET SERVICES, INC. INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY NEW YORK, New York, United States

Marketer DOMINICK & DOMINICK LLC NEW YORK, New York, United States Related to adviser: No

Marketer FORESIDE FUND SERVICES, LLC PORTLAND, Maine, United States Related to adviser: No

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer ROCKFLEET FINANCIAL SERVICES, INC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

DOMINICK & DOMINICK LLC
CRD 7344 · SEC 8-21076

FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

ROCKFLEET FINANCIAL SERVICES, INC
CRD 149325 · SEC 8-68139

Filing source

Form ADV 795620 · Mar 27, 2014 · Schedule D 7.B.(1), fund 805-4523741381

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gregory Brousseau	Executive
Michael Mascis	Executive
Mitchell Tanzman	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

805 Third Avenue 18 Th Floor
New York, NY, 10022