Form D · Commercial Banking
CENTER FINANCIAL CORP
Los Angeles, CA · CIK 0001174820
Offering snapshot reported Jan 11, 2010 · SEC filing
- Reported sold
- $73.5M Offering amount: $73.5M
- Investors reported
- 85 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Dec 31, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 11, 2010 | Initial | $73,500,000 | No comparison | 85 | SEC filing |
| Dec 14, 2009 | Initial | $12,781,114 | No comparison | 36 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.1M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-136863
73,500 shares of Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Preferred Stock, Series B, without par, at a price of $1,000 per share, were issued, as discribed in the Form 8-K filed on December 31, 2009.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FIG Partners, LLC | 41554 |
Source: Form D, filed Jan 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sook Kyong Goo | Executive |
| David Z Hong | Director |
| David Z. Hong | Director |
| Jin Chul Jhung | Director |
| Chang Hwi Kim | Director |
| Jason Kim | Executive |
| Kevin Sung S Kim | Director |
| Peter Ys Kim | Director |
| Sang Hoon Kim | Director |
| Chung Hyun Lee | Director |
| Lisa Kim Pai | Executive |
| Lonny Duane Robinson | Executive |
| Jae Whan Yoo | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
3435 Wilshire Blvd Ste 700
Los Angeles, CA, 90010
Los Angeles, CA, 90010