Form D · Commercial Banking

CENTER FINANCIAL CORP

Los Angeles, CA · CIK 0001174820

Offering snapshot reported Jan 11, 2010 · SEC filing

Reported sold
$73.5M
Offering amount: $73.5M
Investors reported
85
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Dec 31, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 11, 2010Initial$73,500,000No comparison85SEC filing
Dec 14, 2009Initial$12,781,114No comparison36SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$3.1M (estimated)
Finders' fees
$0
Form D file number
021-136863
73,500 shares of Mandatorily Convertible Non-Cumulative Non-Voting Perpetual Preferred Stock, Series B, without par, at a price of $1,000 per share, were issued, as discribed in the Form 8-K filed on December 31, 2009.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
FIG Partners, LLC41554

Source: Form D, filed Jan 11, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sook Kyong Goo Executive
David Z Hong Director
David Z. Hong Director
Jin Chul Jhung Director
Chang Hwi Kim Director
Jason Kim Executive
Kevin Sung S Kim Director
Peter Ys Kim Director
Sang Hoon Kim Director
Chung Hyun Lee Director
Lisa Kim Pai Executive
Lonny Duane Robinson Executive
Jae Whan Yoo Director, Executive

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
3435 Wilshire Blvd Ste 700
Los Angeles, CA, 90010