Form D · Oil and Gas
CELTIC EXPLORATION LTD
Calgary, A0 · CIK 0001204857
Offering snapshot reported Oct 17, 2011 · SEC filing
- Reported sold
- $48.1M Offering amount: $48.1M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 7, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 17, 2011 | Initial | $48,132,504 | No comparison | 17 | SEC filing |
| May 6, 2009 | Initial | $53,906 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.93M
- Finders' fees
- $0
- Form D file number
- 021-167420
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Dominion Securities Inc. | None | RBC Capital Markets, LLC · CRD 31194 |
| FirstEnergy Capital Corp. | None | FirstEnergy Capital (USA) Corp. · CRD 37665 |
| CIBC World Markets Inc. | None | |
| GMP Securities L.P. | None | |
| Canaccord Genuity Corp. | None | |
| Peters & Co. Limited | None | |
| Cormark Securities Inc. | None | |
| Macquarie Capital Markets Canada Ltd. | None | |
| National Bank Financial Inc. | None | |
| Stifel Nicolaus Canada Inc. | None | |
| TD Securities Inc. | None |
Source: Form D, filed Oct 17, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert J. Dales | Director |
| Alan G. Franks | Executive |
| William C. Guinan | Director, Executive |
| Sadiq H. Lalani | Executive |
| Eldon A. Mc Intyre | Director |
| David C. Morgenstern | Executive |
| Michael R. Shea | Executive |
| Neil G. Sinclair | Director |
| David J. Wilson | Director, Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
600, 321 Sixth Avenue Sw
Calgary, A0, T2P 3H3
Calgary, A0, T2P 3H3