Form D · Other

CELLANA, INC.

San Diego, CA · CIK 0001548869

Offering snapshot reported Oct 30, 2012 · SEC filing

Reported sold
$430K
Offering amount: $3.6M
Investors reported
13
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Apr 30, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$215K$430KMay 15, 2012: $153,083.00May 15, 2012Aug 14, 2012: $329,678.00Aug 14, 2012Oct 30, 2012: $429,636.00Oct 30, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$329,678 → $429,636
  • Reported investors10 → 13

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 30, 2012Amendment$429,636$99,958vs Aug 14, 201213SEC filing
Aug 14, 2012Amendment$329,678$176,595vs May 15, 201210SEC filing
May 15, 2012Initial$153,083No comparison5SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$26.5K
Finders' fees
$0
Form D file number
021-178330
Offering includes (i) up to 363,070 shares of pref. stock at a price of $9.64 per share and (ii) warrants issuable to Synergy Advisors to purchase shares equal to 3% of all qualifying shares at a price of $9.64 per share. No warrants have yet been issued.
Synergy Advisors LLC is also entitled to purchase certain warrants as explained in item 13 above.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Synergy Advisors LLC128264

Source: Form D, filed Oct 30, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael May Director
Jeff Obbard Executive
C. Barry Raleigh Director, Executive
Martin A. Sabarsky Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
4370 La Jolla Village Drive #400
San Diego, CA, 92122