Form D · Biotechnology
Celcuity Inc.
Minneapolis, MN · CIK 0001603454
Offering snapshot reported Sep 23, 2025 · SEC filing
- Reported sold
- $130M Offering amount: $353M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 8, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$15,000,000 → $130,000,000
- Reported investors1 → 2
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 23, 2025 | Amendment | $130,000,000 | $115,000,000vs Apr 14, 2021 | 2 | SEC filing |
| Oct 15, 2024 | Amendment | $50,000,000 | $0vs Oct 26, 2023 | 2 | SEC filing |
| Jun 28, 2024 | Amendment | $100,000,000 | $65,000,000vs Apr 25, 2024 | 2 | SEC filing |
| Apr 25, 2024 | Amendment | $35,000,000 | $0vs May 2, 2023 | 1 | SEC filing |
| Nov 27, 2023 | Amendment | $5,930,006 | $0vs Nov 28, 2022 | 39 | SEC filing |
| Nov 27, 2023 | Amendment | $2,597,057 | $0vs Nov 28, 2022 | 38 | SEC filing |
| Oct 26, 2023 | Initial | $50,000,000 | No comparison | 2 | SEC filing |
| May 2, 2023 | Amendment | $35,000,000 | $20,000,000vs Apr 8, 2022 | 1 | SEC filing |
| Nov 28, 2022 | Amendment | $5,930,006 | $0vs Nov 22, 2021 | 39 | SEC filing |
| Nov 28, 2022 | Amendment | $2,597,057 | $0vs Nov 22, 2021 | 38 | SEC filing |
| May 26, 2022 | Initial | $99,999,998 | No comparison | 11 | SEC filing |
| Apr 8, 2022 | Amendment | $15,000,000 | $0vs Apr 14, 2021 | 1 | SEC filing |
| Nov 22, 2021 | Amendment | $2,597,057 | $0vs Nov 2, 2020 | 38 | SEC filing |
| Nov 22, 2021 | Amendment | $5,930,006 | $0vs Nov 2, 2020 | 39 | SEC filing |
| Apr 14, 2021 | Initial | $5,000,000 | No comparison | Not reported | SEC filing |
| Apr 14, 2021 | Initial | $15,000,000 | No comparison | 1 | SEC filing |
| Nov 2, 2020 | Amendment | $2,597,057 | $0vs Oct 31, 2019 | 38 | SEC filing |
| Nov 2, 2020 | Amendment | $5,930,006 | $0vs Oct 31, 2019 | 39 | SEC filing |
| Oct 31, 2019 | Amendment | $5,930,006 | $0vs Nov 7, 2018 | 39 | SEC filing |
| Oct 31, 2019 | Amendment | $2,597,057 | $3,752vs Nov 7, 2018 | 38 | SEC filing |
| Nov 7, 2018 | Amendment | $2,593,305 | $5,805vs Nov 7, 2017 | 38 | SEC filing |
| Nov 7, 2018 | Amendment | $5,930,006 | $180,006vs Nov 7, 2017 | 39 | SEC filing |
| Nov 7, 2017 | Amendment | $2,587,500 | $0vs May 19, 2017 | 38 | SEC filing |
| Nov 7, 2017 | Amendment | $5,750,000 | $0vs May 2, 2017 | 39 | SEC filing |
| May 19, 2017 | Initial | $2,587,500 | No comparison | 38 | SEC filing |
| May 2, 2017 | Initial | $5,750,000 | No comparison | 39 | SEC filing |
| Feb 26, 2016 | Amendment | $5,175,000 | $3,025,000vs Dec 18, 2015 | 40 | SEC filing |
| Feb 26, 2016 | Initial | $325,000 | No comparison | 6 | SEC filing |
| Dec 18, 2015 | Initial | $2,150,000 | No comparison | 12 | SEC filing |
| Mar 24, 2014 | Initial | $4,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $4.34M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-395861
Incl. common stock that may be issued upon lender's election to convert certain principal amts, and outstanding warrants to purchase common stock issued in connection with the offering. The conversion may not occur and the warrants may never be exercised.
Assumes entire offering is sold, but does not include reasonable out-of-pocket expenses in an amount yet to be determined.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| LCT Capital, LLC | 000154233 | LCT Capital, LLC · CRD 000154233 |
Source: Form D, filed Sep 23, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard E. Buller | Director |
| Maureen Cronin | Director |
| David F. Dalvey | Director |
| Leo T. Furcht | Director |
| Vicky Hahne | Executive |
| Lance G. Laing | Director, Executive |
| Polly A. Murphy | Director |
| Richard J. Nigon | Director |
| Brian F. Sullivan | Director, Executive, Promoter |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
16305 36 Th Avenue North Suite 100
Minneapolis, MN, 55446
Minneapolis, MN, 55446