Form D · Private Equity Fund

Celadon Technology Fund IX, LLC

San Francisco, CA · CIK 0001693700

Offering snapshot reported Aug 16, 2018 · SEC filing

Reported sold
$4.23M
Offering amount: $4.23M
Investors reported
38
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Dec 12, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.11M$4.23MJan 4, 2017: $660,693.00Jan 4, 2017Jan 30, 2017: $820,693.00Apr 6, 2017: $1,310,333.00May 2, 2017: $1,470,333.00Aug 21, 2017: $1,570,324.00Dec 14, 2017: $3,705,456.00Jan 24, 2018: $3,705,456.00Mar 8, 2018: $3,705,456.00Aug 16, 2018: $4,228,993.00Aug 16, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,705,456 → $4,228,993
  • Reported investors33 → 38

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 16, 2018Amendment$4,228,993$523,537vs Mar 8, 201838SEC filing
Mar 8, 2018Amendment$3,705,456$0vs Dec 14, 201733SEC filing
Jan 24, 2018Amendment$3,705,456$0vs Dec 14, 201733SEC filing
Dec 14, 2017Amendment$3,705,456$2,135,132vs Aug 21, 201733SEC filing
Aug 21, 2017Amendment$1,570,324$99,991vs May 2, 201723SEC filing
May 2, 2017Amendment$1,470,333$160,000vs Apr 6, 201721SEC filing
Apr 6, 2017Amendment$1,310,333$489,640vs Jan 30, 201719SEC filing
Jan 30, 2017Amendment$820,693$160,000vs Jan 4, 201710SEC filing
Jan 4, 2017Initial$660,693No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-277568

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sharespost Financial Corp134596Sharespost Financial Corp · CRD 134596

Source: Form D, filed Aug 16, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Greg Brogger Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
221 Pine Street 6 Th Floor
San Francisco, CA, 94014