Form D · Other Banking and Financial Services

CEI Investment Notes, Inc.

Wiscasset, ME · CIK 0001507443

Offering snapshot reported Mar 18, 2016 · SEC filing

Reported sold
$5.67M
Offering amount: $20M
Investors reported
82
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Dec 17, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.83M$5.67MDec 20, 2010: $1,270,000.00Dec 20, 2010Jan 31, 2013: $2,615,000.00Jan 31, 2013Jan 9, 2014: $3,565,000.00Jan 9, 2014Jan 9, 2015: $5,180,000.00Jan 9, 2015Mar 18, 2016: $5,668,500.00Mar 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,270,000 → $5,668,500
  • Reported investors21 → 82

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2016Amendment$5,668,500$4,398,500vs Dec 20, 201082SEC filing
Jan 9, 2015Amendment$5,180,000$1,615,000vs Jan 9, 201471SEC filing
Jan 9, 2014Amendment$3,565,000$2,295,000vs Dec 20, 201057SEC filing
Jan 31, 2013Amendment$2,615,000$1,345,000vs Dec 20, 201042SEC filing
Dec 20, 2010Initial$1,270,000No comparison21SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-152164

Source: Form D, filed Mar 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bennell Director
Michael Finnegan Director, Executive
Ellen Golden Director
Ronald Phillips Director, Executive
A. Jacqueline Wardell Director

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
36 Water Street
Wiscasset, ME, 04578