Form D · Other Banking and Financial Services
CEDAR CREEK SECURITIES, INC.
Milwaukee, WI · CIK 0001465238
Offering snapshot reported May 15, 2013 · SEC filing
- Reported sold
- $1.7M Offering amount: $7.29M
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $30K Reported outside-investor minimum
- First sale
- May 21, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,388,000 → $1,697,999
- Reported investors44 → 45
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 15, 2013 | Amendment | $1,697,999 | $309,999vs May 17, 2012 | 45 | SEC filing |
| May 14, 2013 | Initial | $1,388,000 | No comparison | 45 | SEC filing |
| May 17, 2012 | Amendment | $1,388,000 | $168,000vs May 19, 2011 | 44 | SEC filing |
| May 19, 2011 | Amendment | $1,220,000 | $785,000vs May 25, 2010 | 38 | SEC filing |
| May 25, 2010 | Amendment | $435,000 | $422,500vs Jun 1, 2009 | 18 | SEC filing |
| Jun 1, 2009 | Initial | $12,500 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $583K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-131606
The Issuer will collect a placement fee equal to 8% of the dollar amount of the securities sold in the offering. The amount above represents the placement fee payable, if the Total Offering Amount of the Securities is sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cedar Creek Securities, Inc. | 118498 |
Source: Form D, filed May 15, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William H Annesley | Director |
| Shawn Preisler | Director, Executive, Promoter |
| Timothy John Scanlan | Director |
| Ian Scott | Director, Executive, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Milwaukee, WI, 53202