Form D · Other Health Care
CDx, Inc.
La Jolla, CA · CIK 0001635600
Offering snapshot reported Mar 9, 2015 · SEC filing
- Reported sold
- $6.92M Offering amount: $8M
- Investors reported
- 105 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Feb 24, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 9, 2015 | Amendment | $6,917,808 | $0vs Mar 6, 2015 | 105 | SEC filing |
| Mar 6, 2015 | Initial | $6,917,808 | No comparison | 105 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $684K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-235381
Total Offering Amount: $7,999,999.70 Total Amount Sold: $6,917,808.70 Total Remaining to be Sold: $1,082,191.00
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Paulson Investment Company LLC | 5670 |
Source: Form D, filed Mar 9, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Gruber | Director, Executive |
| Stephen Katz | Director |
| Samuel Sanzeri | Executive |
| Daniel Yazbeck | Director, Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:La Jolla, CA, 92037