Form D · Other Health Care

CDx, Inc.

La Jolla, CA · CIK 0001635600

Offering snapshot reported Mar 9, 2015 · SEC filing

Reported sold
$6.92M
Offering amount: $8M
Investors reported
105
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Feb 24, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.46M$6.92MMar 6, 2015: $6,917,808.00Mar 6, 2015Mar 9, 2015: $6,917,808.00Mar 9, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2015Amendment$6,917,808$0vs Mar 6, 2015105SEC filing
Mar 6, 2015Initial$6,917,808No comparison105SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$684K (estimated)
Finders' fees
$0
Form D file number
021-235381
Total Offering Amount: $7,999,999.70 Total Amount Sold: $6,917,808.70 Total Remaining to be Sold: $1,082,191.00

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Paulson Investment Company LLC5670

Source: Form D, filed Mar 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Gruber Director, Executive
Stephen Katz Director
Samuel Sanzeri Executive
Daniel Yazbeck Director, Executive

Issuer details

Industry: Other Health Care (See others in industry)

Address:
4225 Executive Square Suite 600
La Jolla, CA, 92037